Eightcap : Unlicensed digital asset businessUnlicensed securities and derivatives business (Disclosure Date : 25/11/2024)

eToro : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 21/07/2020)

: Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 21/09/2021)

bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business

December 2019, SEC will not accept his future application for approval as personnel in the capital market business for three months and 22 days, starting from 6 March 2020;             (3)  Suspending

. In addition, this framework adopts a four-pillar approach, structured around how organizations operate, which are governance, strategy, risk and impact management, and metrics and targets. On 20

points at the end of 2018. Overall Business Operations The Bank’s loan portfolio during 1Q19 grew 1.9% with growth driven by corporate banking loans, real estate development loans and housing loans while

therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020.  In addition, SEC has found that this misconduct had been partially

KoinWatch : Unlicensed digital asset business (Disclosure Date : 30/07/2021)