Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Fund Registered Person Trustee Digital Asset
Thailand Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same
related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same understanding of the requirements under HK-TH MRF MoU, the SEC hereby would like to clarify the
The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are
From July to September 2023, business operators showed interest in joining the project and submitted activity reports on the promotion of financial knowledge, understanding, and skill development
under the Securities and Exchange Act.The SEC strongly urges persons interested in investing in securities to exercise discretion and make investments only with business operators who have obtained a