majority investors were retail investors, accounting for approximately 81 percent, and HNW accounting for approximately 6 percent. SEC is therefore proposing principles for amending the rules on
Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven
Bangkok, November 5, 2015 ?The SEC is seeking public comments on the proposed relaxation to the rules governing investment policy of mutual funds offered for sale to accredited investors, i.e
Bangkok, April 2, 2013 ? The SEC allows existing mutual funds to offer multiple classes of investment units to investors and allows classification of investment units by currency. SEC Secretary
on bonds issued by the Company. Derivative Warrant (“DW”) Business The Company would like to provide additional information to shareholders and potential investors regarding the DW business. Derivative
, holding, and wallets of investors in digital assets: Clients/traders. Information from Bloomberg: Directors, executives, and shareholders of the company. Information on the daily trading from the SET Group
types: (1) a retail trust which is a trust without the restriction under (2); (2) a major investor trust that the unitholders of which are restricted to major investors. Chapter 2 Application and
offer for sale of equity instruments, debt instruments, and derivative warrants; 2. Related party transactions (RPT) of the listed company that are required to obtain approval from the shareholders, and
The SEC proposed the amendments to the regulations for the Funds investing in digital assets to ensure fair competition among business types and enhance asset allocation benefits for investors