regulator of the recognized ACMF member will be exempted knowledge test on products and rules and regulations in the host country and subject to the specified scope of supervision, such as performance of
be required to perform additional duties, for example, putting in place a system to inform the clients within a specified period in the case that the loss exceeds the specified amount, etc. SEC has
?Bangkok, August 4, 2014 ? The SEC will allow commercial banks to offer for sale to retail investors, Basel III tier 2 instruments with condition of conversion to equity and specified floor
products or services being offered must be prominent. If containing a referral statement from others, furthermore, the source of the information must be reliable and clearly specified. In case of appointing
”). Consequently, calculated from the Minimum Price as specified above, the offering price of the newly issued shares to specific persons (Private Placement) for the Existing Shareholders in the number of not more
Transfer and Securities Allocation Transaction will occur upon the satisfaction of the conditions precedent as specified in the Entire Business Transfer Agreement, entering into between the Company and SUTGH
Fund Management dated 29 November 2000 shall be repealed. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund” means any mutual fund which has specified
Notification: “Fund” means any mutual fund or private fund; “Specified property fund” means any mutual fund which has specified in its scheme the actual real estate to be acquired pursuant to the Notification of
Services Related to Mutual Fund and Private Fund Management dated 29 November 2000 shall be repealed. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund
information disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange