execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed

also featured SEC Chairman’s opening speech, SEC Secretary-General’s overview of the strategic plan, and SEC Management’s presentations on key developmental areas. SEC Chairman Voravidh

example, equity, debt securities, mutual funds or derivatives. Investors may also use the information set filled in the single form to open more investment accounts with other service providers. Currently

comply with international standards and be recognized in the global community. Also, the capital market is a key driver of the national financial system. The FSAP involved two main separate assessment

cooperation with other relevant organizations. The SEC also invited representatives from the Court of Justice and the Department of Business Development, the Ministry of Commerce, to present their respective

according to the National Action Plan on Business and Human Rights as approved by the Cabinet on 29 October 2019. She will also present the actions that extend or supplement the said national action plan

this year is emphasizing on applying digital technology to help fund mobilization to grow with sustainability and SME’s access into funding sources. Besides, he also gave the definition of fintech in

developments of business operators while ensuring appropriate investor protection. The GEMC meeting also agreed to the holding of the Outreach Program for Sustainable Financing in Emerging Markets by the

site visit, a meeting was held to exchange opinions with Khon Kaen Governor Somsak Jangtrakul, Ph.D., who graciously presided over the meeting. The meeting was also attended by representatives from

Chief Information Officer (CIO) who is responsible for digital technology and efficiency. SEC also initiates a project to develop a digital infrastructure for capital market that incorporates new