capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities
Globex Securities Co., Ltd., the SEC found from the investigation that {A}, a former capital market investment consultant of the company, had been authorized by her client to make securities and
submitted the inaccurate audited http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02/2024 Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex
amount of 338,556,100 shares which equaled to 21.42 http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 13/03/2009 Miss Lakhana Sawaengha Miss Lakhana
inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 17/2020 Dated 20/05/2020
แก้ไขหลักเกณฑ์ ดังกล่ำว โดยมีประเด็นควำมเห็นเพิ่มเติมตำมข้อ 4. 4. ประเด็นส าคัญ 4.1 ประเด็นท่ีมีการแก้ไขหรือเพิ่มเติมจากการรับฟังความคิดเห็น กำรก ำหนดยกเว้นกำรท ำ suitability test กรณีลูกค้ำประสงค์จะลงทุน
Bangkok, May 22, 2015 ? The SEC revised regulations on business operation concerning report of significant change in operating system, suitability test and client asset report.The Capital Market
only the commencement of the criminal proceedings, whereby the consideration of whether any person is guilty is subject to the inquiry official’s investigation, the public prosecutor’s prosecution, and