registered to be derivatives intermediaries; (6) a financial institution whose core business is under direct supervision of another regulatory agency and later obtained license to undertake securities business
retrospective value correction report under (1), unless such closed-end fund is registered with the Stock Exchange of Thailand and has announced the correction of the unit value in accordance with the rules or
has certified the information in the retrospective value correction report under (1), unless such closed-end fund is registered with the Stock Exchange of Thailand and has announced the correction of
following qualifications: (1) Have the complete qualifications and registered as qualified person for being fund supervisor as specified by the Notification of the Office; (2) Do not hold shares of the
qualifications: (1) Have the complete qualifications and registered as qualified person for being fund supervisor as specified by the Notification of the Office; (2) Do not hold shares of the management company
investment as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading
as specified in the notification of the SEC.” (As amended by Section 3 of the Securities and Exchange Act (No.2) B.E. 2542) "listed securities" means registered or authorized securities for trading in