operation is in accordance with the terms specified in the service level agreement; (d) effectiveness for adopting new IT system in business operation. For example, monitoring of the operating time after the

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By

Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the

the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider

/nistpubs/800-145/SP800-145.pdf 4 ล ำดับ ค ำถำม ค ำตอบ 4.4 การใช้บริการประเภท software as a service (SAAS) บางประเภท เช่น facebook ของบริษัท หรือการ upload ข้อมูลทางธุรกิจ ขึ น youtube ผู้ประกอบธุรกิจต้อง

that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and

External Login สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Electronic Submission System ลงชื่อเข้าใช้ระบบงานทางอิเล็กทรอนิกส์เพื่อนำส่งคำขอและรายงาน For Thai Citizen สำหรับบุคคลไทย Sign in

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide the work system including appropriate and

and other services to Inoac Tokai (Thailand) Company Limited Parties Involved: Service Provider: Inoue Rubber (Thailand) Public Company Limited Service-Receiver: Inoac Tokai (Thailand) Company Limited