mention reputation, trustworthiness and pride of the nation. Together we must share responsibility to fight corruption, using our individual and group knowledge and capabilities.? # # #
: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their financial position and investment knowledge. In addition, the company failed to take sufficient measures
financial position and investment knowledge. In addition, the company failed to take sufficient measures to identify the clients and the true beneficiaries and did not reconsider appropriate credit lines for
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus
have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives broker business, sufficient to efficiently undertake derivatives business. Clause 10
such Derivatives broker to follow accordingly. Clause 9. 8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives
such Derivatives broker to follow accordingly. Clause 9.8 Derivatives broker shall arrange to have personnel with knowledge, capability or experience that can be of use in the undertaking of derivatives
เวลาการให้บริการ รวมไปถึงการประสานความร่วมมือกับธนาคาร พาณิชย์อื่น เพื่อตอบสนองทกุความต้องการของลกูค้าได้ดียิ่งขึน้ 2) Smart Innovated Technology: พฒันาและเร่ิมใช้งานระบบ Knowledge Management เพื่อให้ พน