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) Annual Financial Statements or the Profit and Lost Statements for the last three years in case of audit firm established as juristic person. Original: 0 copy Photocopy: 1 copy Remarks: Sign to certify on
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Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that
having effect to investor or capital market in Thailand, regardless of whether such person is principal, aider or abettor or instructor.The consultation paper is available on the SEC website at
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed