SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th
Goals (SDGs), the government cannot do it alone. It will require a shared responsibility and strong engagements of all stakeholders. Private sectors need to play a critical role in working hand in hand
separate the positions of the Chairman and the Manager. Accordingly, the Stock Exchange of Thailand will also adopt this principle for existing listed companies. It is expected that the requirement
comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT
sandbox is one of the policies in alignment with the 3rd Capital Market Development Plan (2017-2021), featuring Distributed Ledger Technology (DLT) initiated by the SEC. It is expected to enhance
impact enterprises to pitch their business models to both Thai and foreign investors. It also presented Thai social impact enterprises to become better known among foreign investors and gave impact
SEC has revised rules to make it easier for companies to engage in this business, for example, abolishing the rule requiring unit-selling agents to sell investment units of different management
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
business operators. Meanwhile, it can also help issuers and investors in terms of cost-effectiveness and market accessibility,” added SEC Secretary-General. Launched on 3 September 2019, the DLT project