duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following:    (1) Suspend all types of business operations until the minimum

practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences:    (1

electronic format. In addition, the CMSB has resolved to relax the following requirements for business operations in 2020 to mitigate the impact of COVID-19, namely,(1)   The asset due diligence, (2) the

Thailand have been closely monitoring the situation in the financial market, and deem it necessary to take the following measures to stabilize the financial market and stop the liquidity problem from

following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a

’ key barriers to raise fund through the capital market. Consequently, SEC would unlock the gateway by applying following 8 keys.(1)  The seminar entitled “SEC FinTech for SMEs and startups”: This

following the launch of the ASEAN Green Bond Standards in November 2017, and the ASEAN Social Bond Standards and ASEAN Sustainable Bond Standards in October 2018, there have been issuances of green and

crime or as a channel to avoid inspection or seizure of assets by enforcement agency. In essence, the proposed amendments cover the following matters:            (1)  To specify “the digital asset

. ** The two notifications above contain regulations that are overlapping with those contained in the  following notifications:   (1)  Notification of the Capital Market Supervisory Board No. Tor Thor. 35

Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him.As a result, he is liable to