total revenues came from a major counterparty. 2.  In term of due diligence, failure to have the following information disclosed:(1)  Debt repayment ability of a large debtor which is also the applicant?s

delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the public on July 3, 2002.  The SEC found that some accounts were opened to trade KARAT?s shares only while

Bangkok, May 30, 2011-  Following Thoresen Thai Agency Plc., (TTA)disclosed through the Stock Exchange of Thailand (SET) that on May 27, 2011, 75 shareholders claiming to hold  72,212,550 shares or

2013. This was material information that would have supported an upward trend of the BKI share price. Chai disclosed such inside information to other persons who purchased BKI shares during 24-25

Manager of Securities Business Operator

units of foreign ETF which have already been disclosed on the list under Clause 6, the SEC Office shall inform the result of such allotment within three business days as from 5 the date when the SEC

Offering (“IPO”), which should have been disclosed in the registration statement and draft prospectus (“filing”). In addition, ETL submitted the minutes of the Board of Directors’ Meeting No. 6/2566, held on

approached nor was approached by any person interested in acquiring the company, and that he was unaware of any proposal for business takeover, while in fact a group of new investors had already expressed an

operation business as GSTEL was currently in the process of debt restructuring and seeking funds from external source with aim to enhance its balance sheet and improve their financial strength. The Company’s

connected person of the business, in addition to the rules as specified in Clause 3, a waiver shall also be subject to the following rules: (1) The applicant has clearly disclosed the following information in