qualified to be appointed as fund manager; (4) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless of the job title; (5
Derivatives Brokerage ________________ Clause 17 In providing the derivatives brokerage service, the derivatives broker shall enter into a written agreement with the client who has assigned the derivatives
shall enter into a written agreement with the client who has assigned the derivatives broker to act as the client’s agent in derivatives trading, provided that the written agreement the derivatives broker
person assigned by the Chief Executive Officer to determine, prescribe, modify, and amend the rules, conditions and other details that are necessary and appropriate in connection with the land purchase
Mueang Khon Kaen, Khon Kaen ("Land and Buildings") to NML Co., Ltd. ("NML") at Baht 12,000,000. In this regard, the Board of Directors meeting assigned the executive committee or Chief Executive Officer to
assigned by a management company to sell investment units of a mutual fund; “investor contact ” means any natural person approved by the SEC Office to act as an investor contact person, who communicates with
of Information and Periods ______________ Clause 7 mutual funds by management companies and trusts by trust managers who have been assigned by trustee shall have the obligations to prepare and disclose
shall notify sukuk holders whose name are in the register book to acknowledge in advance at least 14 days before the assignment. Besides, the asset trustee shall require the assigned sukuk registrar to
certifications of qualifications. ✓ ✓ ✓ ✓ 1.2 Sources of personal data The SEC Office receives your personal data submitted via a system of a company or agent assigned by you: Information on the approval for offer