clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
construction projects, despite the fact that the services did not exist, with intent to deceive other persons. The said action was in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992
baht or 129.78 percent rise, and the average daily trading volume increased from 0.37 million to 4.33 million shares.Chayanont?s action caused the price and trading volume of CHUO shares during his
shares through such provided account, and obtained profit sharing according to the proportion invested among three of them.Choavalit?s action was in violation of Section 241 of the Securities and Exchange
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
client had ordered to sell 50,000 shares at 19 baht per share on February 25, 2014 but {A} instead submitted the selling orders for 49,000 shares at 17.50 baht per share. {A} admitted doing such action
of the SET?s action regarding rules on backdoor listing to protect shareholders and ensure the orderly market.
Bangkok, February 13, 2012 - The SEC is keeping close watch on the blacklist to be announced next week by Financial Action Task Force on Money Laundering (FATF), revealed SEC Secretary-General
Deputies’ Meeting) ซึ่งประกอบด้วย 1) การประชุมเชิงปฏิบัติการเพื่อจัดทำและรับรองแผน ACMF Action Plan 2026-2030 โดยเน้นที่ Strategic Thrust 4 ประเด็น ได้แก่ (1) Building a sustainable and resilient ASEAN (2