operational efficiency, reduce costs and documentation requirements for DR issuers, and accommodate increasing investor demand for DRs. (2) Amendments to regulations on investment by Thai ETFs, to permit
role of innovation and technology in advancing Thailand's capital market. In developing the digital securities ecosystem, the SEC gives priority to security and investor protection, and is ready to
Investor Alert at https://market.sec.or.th/public/idisc/th/InvestorAlert.Investors are therefore advised to verify the licensing status of derivatives business operators and digital asset business operators
from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth
shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client other than an institutional client
exceeding seventy-five per cent of the shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client
foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis ; “retail client” means a client other than an institutional client; “inside information” means the
agreements: (a) Investor Rights Agreement between BCPI and LAC; (b) Amended and Restated Credit and Guarantee Agreement between BCPI and GFL International Co., Ltd. (“GFL”) as the joint lender with LAC as the
title; “investor contact” means any person who has duties to contact, solicit, advice or prepare investment plans for investors or customers of a securities company and are divided into two categories
การกำหนดบทนิยามผู้ลงทุนที่มีลักษณะเฉพาะ (Qualified Investor) หรือ Angel Investor สำหรับการลงทุนในหลักทรัพย์ที่เสนอขายผ่านระบบหรือเครือข่ายอิเล็กทรอนิกส์ (Crowdfunding) (เลขที่ อกม. 11/2558) เอกสารรับ