such solicitor to ensure proper legal protection. A list of licensees is available at the SEC?s website (www.sec.or.th) while a list of those not licensed by the SEC can be viewed under ?Investor Alert
regulations will be amended to support the conversion which will be beneficial to investors and facilitate the private sector?s investment expansion without compromising investor protection,? concluded Mr
operators.?Increased investor access to the capital market will help boost public awareness in the importance of personal finance. It will contribute to a rising numbers of investors, of course, not only in
operators.?Increased investor access to the capital market will help boost public awareness in the importance of personal finance. It will contribute to a rising numbers of investors, of course, not only in
revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC
?s capacity and competitiveness. The employment rate will increase while income inequality will be reduced. Furthermore, financial literacy will be strengthened in support of quality investor base
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
facilitate existing agricultural futures business operators to continually provide services on agricultural commodities futures traded on TFEX. Meanwhile, investor protection will not be compromised and
market personnel and lack qualifications for the director and executive positions of issuing firms throughout the complaint period. Arada?s investor contact approval is also revoked,? said SEC Deputy
companies for convenience or as trading collateral. Such money should be safeguarded and give reasonable returns. This revision to the asset custody rules would enhance investor confidence without impacts on