The Securities and Exchange Commission (SEC), in collaboration with the Federation of Thai Capital Market Organizations (FETCO) and the Thai Digital Asset Operators Trade Association (TDO), co
to become members of a provident fund through three different approaches: 1) a single fund, 2) a group fund, and 3) a pooled fund, established by an asset management company and subject to enhanced
liquidator of trust property may delegate some duties, which cannot be carried out by itself to those with expertise, e.g., soliciting and coordinating with REIT asset buyers, preparing financial statements
Securities Co., Ltd. 6) Tisco Asset Management Co., Ltd. 7) Wealth Magik Securities Co., Ltd. “Capital market is an important venue for raising funds and savings, especially long
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พบว่า ปัจจุบัน บลจ. ได้ออกกองทุนรวมผสมที่มีการจัดสรรการลงทุน (asset allocation) ในสินทรัพย์ที่หลากหลายมากขึ้น เพื่อตอบสนองความต้องการของผู้
Cooperation Department (ERCD) Ms. Shu Tian, Economist, ADB Mr. Jason Mortimer, Head of Sustainable Investment, Nomura Asset Management และนายโกสินทร์ พึงโสภณ ผู้เชี่ยวชาญภาคการเงิน ADB ร่วมบรรยายเกี่ยวกับ
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
may consider further extension. If the AGM 2020 agenda contains only matters for acknowledgement, asset management companies and REIT managers may choose to send out such information instead of
Companies (ASCO), the Association of Asset Management Companies (AIMC), the Thai Bond Market Association (ThaiBMA) and the Custodian Club – held a meeting to discuss and assess the readiness of business
asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________ * Clause 23