units and new investments. However, transfers of LTF units can only proceed once the registration of each Thai ESGX has been completed.” Investors can learn more about Thai ESGX by reviewing the fund

; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading

Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection

(UNOFFICIAL TRANSLATION) Factsheet Form: Structured Notes and Explanation Factsheet Information as of [day/month/year] 1 * II means institutional investors. HNW means high net worth investors. 1

designated for reforestation or afforestation to promote environmental development in Thailand. This involves promoting and supporting investors whose goal is to invest in sustainable environmental development

case of debt securities offering to Ultra High Net Worth Investors or High Net Worth Investors; and     3)  To mandate a clear description of “risky bond” in the names of debt instruments with risky

Currently, sustainable investing has gained continuous interest from global investors. Both the SEC and the Securities and Futures Commission, Hong Kong (SFC) place importance on promoting the

in finance and investment for investors and the public. Having met the criteria for recognition and awarded certificates from the SEC, these participating businesses are as follows:    1) Maybank

the SEC’s supervision. Under the new rule, which will become effective from 1 October 2022 onwards, the qualifications of such investors are amended to incorporate an aspect of adequate financial

At the meeting on 10 March 2020, the cabinet approved a raft of measures, including allowing investors to receive an additional tax privilege for purchasing investment units in the Super Savings