public offering of securities without the effective registration statement and the draft prospectus from the SEC Office in violation of Section 65 and subject to sanctions under Section 276 of the
appears in a draft agreement appointing a debenture holder representative disclosed in the filing, effective on February 15, 2022 ("draft agreement"), differs from the condition in an agreement
appointing a debenture holder representative disclosed in the filing, effective on February 15, 2022 ("draft agreement"), differs from the condition in an agreement appointing a debenture holder
agreement appointing a debenture holder representative disclosed in the filing, effective on February 15, 2022 ("draft agreement"), differs from the condition in an agreement appointing a debenture
securities business license in the category of investment advisory service or a securities business license type C , as the case may be, the derivatives business license so issued shall become effective when
1 Amended by the Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 9/2554 Re: Approval for Undertaking of Derivatives Business (No.2) dated 28 April 2011 (effective on 1 May
License (No. 2) dated 5 April 2017 (effective on 16 April 2017). 1 As repealed by the Notification of the Securities and Exchange Commission No. Kor Thor. 14/2560 Re: Application for the Agricultural
Securities and Exchange Commission No. Kor Thor. 14/2560 Re: Application for the Agricultural Derivatives Business License (No. 2) dated 5 April 2017 (effective on 16 April 2017). 2 Clause 4 An applicant shall