of Governors of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies concerning the Acquisition and Disposal of Assets B.E. 2547 (2004). 2.2 Acquisition on

Exchange of Thailand, as prescribed by the regulations of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets

Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (including any amendment thereto) (collectively, the “Notifications on Acquisition or Disposal”). The transaction

Material Transaction deemed as Acquisition or Disposition of Assets and the Notification of the Board of Governors of the Stock Exchange of Thailand regarding the Disclosure of Information and Other Acts of

Thailand regarding the Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (including any amendment thereto) (collectively, the

the Capital Market Supervisory Board No. Tor Chor. 20/2551 with Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets B.E. 2547 (2004) dated

-changes-as-approved-on- September-15_2015.pdf 2. IOSCO PRINCIPLES FOR AUDITOR OVERSIGHT 2002 # 8. Within a jurisdiction, auditors should be subject to oversight by a body that acts and is seen to act in the

with him and have their money transferred into his personal account without any client transactions executed as ordered. Teerasak’ acts had caused damage in the amount totaling 980,000 baht to his six

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

through Rinnapa?s account by executing trading orders in inappropriate manners.The acts of Lalana, Sippakorn and Rinnapa were considered contravention of Section 243 (1) in conjunction with Section 244 and