conflicts of interest. The revised rules also protect the best interest of investors by prohibiting collection of redundant fees, prohibiting the exercise of the voting right of the invested funds
Regulatory Discipline. The SEC also cooperates with relevant agencies to enhance financial report quality, investor protection, and competitive edge in the foreign arena.”The Activities Report 2021 is
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more
financial gurus and influencers regarding investment in many topics, starting from mutual funds, stocks, digital assets and Fintech investment tools. There will also be a collaboration with the SEC Financial
secure, effective and efficient IT practices and IT usage in businesses. The update would also include requirements related to the information security audits and the qualifications of the auditor who must
asset custody. The proposal also aimed to determine requirements for digital asset business operators who function as a digital wallet provider to prevent misuse of digital assets as a tool for committing
, and securities depository center in accordance with Section 206 and Section 222 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).* The Meeting also approved the principles for amending the
that investors can have information for decision-making. At the same time, STARK was also instructed to extend the scope of its special audit to cover a number of material issues and clarify related
representative. The bondholders are, therefore, encouraged to thoroughly review the information and exercise their rights to protect their own interests. They should also make necessary inquiries to the bondholder
approximate amount of 8.5 million baht.TMB has terminated her employment without granting a compensation. The bank has also taken legal action on the case and paid compensation for the damage to every