The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
order to increase opportunities for, and facilitate, investors to access information of products in ASEAN capital market, and to complement an initiative of ASEAN Capital Markets Forum (ACMF) which aims
the offering of newly issued shares at a price lower than the market price to be consistent for all types of offering, and is therefore proposing to revise the principles for ESOP of repurchased shares
The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on 14 offenders* for manipulating share prices of the SCI Electric Public Company Limited (SCI), the Global
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายพิเศษในหัวข้อ “ตลาดทุน ทางเลือกใหม่ของ SMEs / Startups” ในงาน “LiVE Demo Day : The New Road to
Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth ในหัวข้อ Developing Effective Crowdfunding Regimes เพื่อบรรยายและแลกเปลี่ยนประสบการณ์ในการกำกับดูแลและ
Bangkok, August 25, 2011 - The SEC urges shareholders of Scan Global Plc. (SCAN) to carefully study information before ratifying the 11 connected transactions and the acquisition of assets that SCAN