Bangkok, August 17, 2011- Chalee Chantanayingyong, Acting SEC Secretary-General and Chairman of the Capital Market Supervisory Board (CMSB) revealed that the CMSB approved to relax regulations to

performance of personnel in the capital market. These initiatives fall under the Strong Securities Issuers Project and focus on preventing, deterring and suppressing inappropriate behaviors and misconduct. A

effective, each derivatives exchange shall take the following actions: (1) have the steps or procedures concerning computer systems relating to trading services with respect to derivatives and market

clients? securities trading orders. She also admitted taking such orders via mobile phone.The acts of {C} and {D} were in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No

the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives

/MRAPFile.aspx?FILESEQUENCE=1&FUNDNAME=MSI11AI&FUNDCOMPRUNCODE=M... 5622pe.doc the trading price of investment unit of an ETF fund in an organized market to proximately reflect the value of such investment unit

result, the price and trading volume of PICO’s shares were not in a normal market condition, and investors in general were misled to understand that a large number of investors were interested in buying

accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for

to set-off against losses resulting from her trading decision made on behalf of the client. She then falsely informed her client that the money obtained from selling the securities was transferred to

high trading volume. They also traded RS shares on a continual basis, causing the share price to be inconsistent with the normal market condition to induce the public to trade RS shares. The acts of