1 Ref: CIG024/2019 November 12, 2019 Subject: Profit and loss reporting for the third quarter of 2019 and explanation of more than 20 percent fluctuation in profit and loss compared to that of last

The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under

As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th

Associations, which are approved by the Office; (8) “Office” means the Office of the Securities and Exchange Commission.                 Clause 3. This Notification shall not be applied to those financial

Office of the Securities and Exchange Commission. Clause 3. This Notification shall not be applied to those financial institutions holding securities business licenses, which are under direct supervision

the Office; (8) “Office” means the Office of the Securities and Exchange Commission. Clause 3. This Notification shall not be applied to those financial institutions holding securities business licenses

Ref: CIG 020/2020 June 11, 2020 Subject: Profit and loss reporting for the first quarter of 2020 and explanation of more than 20 percent fluctuation in profit and loss compared to that of last year

Translation real estate or leasehold right of the following mutual funds: (1) property fund; (2) property fund for solving financial institution problems; (3) mutual fund for solving financial institution

เพื่อช่วยให้บริษััทจดทะเบียนสามารถเปลี่ยนผ่านจากการเปิดเผยข้อมูลที่อิงตามมาตรฐาน Global Reporting Initiative (GRI) ไปสู่มาตรฐานสากลได้อย่างราบรื่น เลขาธิการ ก.ล.ต. ยังเข้าร่วมเสวนาในงาน EU-Asia Pacific

and financial derivative liabilities, minus special liabilities) plus assets pledged as collateral for derivatives businesses must not fall below the specified ratio. ** Position risk refers to the