account owner.The SEC and RHB OSK found that {A} took securities trading orders from a client using an alias through chat program. The client also sent securities trading orders on behalf of other 12

of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the

Suppression Division of the Royal Thai Police for offenses liable to be unlicensed digital asset business operations under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) to pursue legal

(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing

. Similar actions to block unlicensed platforms are also observed in foreign countries such as India and the Philippines.   Previously, the SEC enforced the law against unlicensed digital asset business

inquiries, investors should contact the business operator or the “SEC Help Center” via telephone hotline 1207, SEC Facebook page or SEC Live Chat on the SEC web site.____________________   * Failure

Live Chat at the SEC website: www.sec.or.th.   Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “According to the specified legal procedures, if any digital asset business operator

frauds with considerable loss of money. In case of any doubts, investors should contact the business operator or the “SEC Help Center” via telephone hotline 1207, SEC Facebook page or SEC Live Chat on

On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business

Report Forms of Securities Business Operators and Derivatives Business Operators