. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) later than the specified period. SEC Act S
Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make
of 50 percent of the total voting rights of NUT, Mr. Parkin was required to submit a report on the total number of shares held in Form 246-2 together with a statement of intention to make a tender
debenture offering,. which is inconsistent with the objective to use the proceeds identified in the registration statement and the draft prospectus, due to his failure to order or act in accordance with
THL’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2021 within the period specified by the Capital Market Supervisory Board. This
liable for PACE’s failure to prepare and submit (1) the audited financial statements for the year 2023 and (2) the annual registration statement for the year/annual report for the year 2023 (Form 56-1 One
prepare and submit (1) the audited financial statements for the year 2023 (2) the annual registration statement for the year/annual report for the year 2023 (Form 56-1 One report) and (3) the reviewed
2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of inquiry by the
payment in September 2023, which should have been disclosed in the registration statement and draft prospectus (the “filing”) prior to the Initial Public Offering (“IPO”). This case is in the process of