about transactions between the mutual fund and related persons; (8) risk factors of the mutual fund, including risks from asset utilization of the mutual fund and risk management measures, sorted in
to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as the persons
applies to the business operators who have been licensed by the SEC Office, the market professionals who have been approved by the SEC Office, other persons approved by the SEC Office, as well as the
exchange [large trader], and changes to the derivatives positions of such persons; (d) a real-time derivatives trading surveillance system. Clause 9 A derivatives exchange shall establish sufficient measures
management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services
assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be responsible for services relating to derivatives contract
with power of management” means a deputy manager, an assistant manager, a division director, a branch manager, and any persons holding equivalent position called otherwise and such person shall be
. Viroj Tangjettanaporn will be a major shareholder and a controlling person of the Company of the Company and considered connected persons of the Company according to the Notifications on Connected
number of directors. 8 Please enclose the documents that indicate the voting rights of shares of the business held by each person and persons under section 258 of such persons. 7 Explanation 1. The trigger
documents that indicate the voting rights of shares of the business held by each person and persons under section 258 of such persons. 7 Explanation 1. The trigger points for the reporting obligation under