Securities and Exchange Commission Remarks : The reasons for issuing this Notification are: whereas the fund management shall be activities which is trusted and confided by the investors, it is therefore
Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remarks: The reasons for issuing this Notification are: whereas the fund management shall be
Day of March 2006. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remarks: The reasons for issuing this Notification
this 2nd day of April 2008. (Mr. Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason for issuing this Notification is that the trading of
Commission Remark: The reason for issuing this Notification is that the trading of securities and derivatives contract for the derivatives broker’s proprietary account may affect its financial condition
) Minister of Finance Chairman of the Securities and Exchange Commission Remark: The reason for issuing this Notification is that the trading of securities and derivatives contract for the derivatives broker’s
Acting Secretary-General The Office of Securities and Exchange Commission _____________________________________________________________________ Remark: The reason for issuing this Notification is to
issuing this Notification is to clearer determine the characteristics of transaction which the mutual fund is allowed to make with related person and to specify the rules for prevention of conflicts of
Characteristics of Directors and Executives of Securities Companies (No.3) dated 15 September 2010. (Translation) 5 Remarks: The rationale for issuing this Notification is that the Securities and Exchange Act (No.4