for a period of two months. Taking into account that he has already been suspended by his employer for one month and fifteen days, the suspension imposed by the SEC shall  be fifteen days, effective

facilitate the private sector.  The revised rules are expected to become effective soon.With a view to increasing the variety of investment choices, underlying securities for DW will be expanded from the

Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a  report

Secretary-General said, ?The Capital Market Supervisory Board recently approved the regulations on REIT bond offerings. Expected to become effective soon, the new regulations will provide an alternative

, underwriters must put in place an effective conflicts of interest prevention system. This aims at facilitating under the current circumstances.Meanwhile, the SEC supported investors to have adequate and ongoing

Bangkok, October 4, 2011 ? The Cabinet resolves to appoint Mr. Vorapol Socatiyanurak to serve as SEC Secretary-General, effective today. Mr. Vorapol Socatiyanurak, aged 56, graduated with a Bachelor

Miss Krishavan Chuecharoenchai Miss Krishavan was the person who signed to certify the accuracy of the effective filing and executed the power of attorney for the submission of supporting documents

effective. Mr. Boonpiam involved in voting for ADAM to buy Kitha’s shares and signing the share purchase agreement. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction

effective. Mr. Chinnavat involved in voting for ADAM to buy Kitha’s shares and signing the share purchase agreement. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction

public offering of securities without the effective registration statement and the draft prospectus from the SEC Office in violation of Section 65 and subject to sanctions under Section 276 of the