to mislead the general public to believe that YCI shares were purchased or sold in great volume at that time which was not consistent with the normal market conditions. Additionally, he continuously
Zipmex’s customers that were deposited to earn returns in Thailand in a way that Zipmex, without doubt, could not segregate digital assets of the customers and may use such digital assets for any other
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that since January 1, 2022, Zipmex has not been providing policies, measures, and guidance for
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during April 7, 2022 to July20, 2022, Zipmex did not fully disclosed necessary information
the time of the incident, did not keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets
website was inaccurately and inconsistently presented to investors, the general public and the SEC. For example, the website did not show the trading prices for coins that were traded at low prices or
Section 147 Securities and Exchange Act B.E. 2535 Section 147. During any two year period, if any securities company does not undertake securities business of the type so licensed in the volume as
. KorThor. 12/2553 Re: Determination of Undertaking not Deemed as a Derivatives Dealer By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003) which contains certain provisions relating