Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company, claiming that such company was in the listing process of the Stock Exchange of Thailand (SET), when
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance
MDE05_2017_24May17 (Translation) No.10/2017 May 24, 2017 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 5/2017 We, AEON Thana
Stock Exchange of Thailand Reference is made to the fact that BCP Innovation Pte. Ltd. (“BCPI”), which is the subsidiary of Bangchak Corporation Public Company Limited (“Company”), had signed an
May 15, 2019 Subject: Managing Discussion and Analysis for Q1/2019 To: Managing Director The Stock Exchange of Thailand The company would like to report to operation results for the company and
MDE07_11JUly18 (Translation) No.22/2018 July 11, 2018 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 7/2018 We, AEON Thana Sinsap
BS09/2545 (Translation) No. 14/2020 September 15, 2020 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 9/2020 We, AEON Thana Sinsap
market business are persons registered with the Stock Exchange or the derivatives exchange as an agent of a member who can place trading order through the system for trading capital market products, if
). Laid out as a three-year plan, the Initiative has already led to further collaboration between the SEC and nine organizations* in establishing the Thailand Responsible Business Network (TRBN), which