continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ

accurate tender offer report (Form 247-4) of SSNL’s holding of Sermsuk Public Company Limited (SSC) shares on October 28, 2010. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the

30, 2013 that Mr. Sathit was the owner of ABC shares. Such action aided and abetted Mr. Sathit to violate section 247 and was to conceal that Mr.Sathit was the owner of ABC shares. SEC Act S.247 in

Mrs. Chamaiporn Yongvongphaiboon On November 9, 2016 Mrs. Chamaiporn Yongvongpaiboon acquired of Permsin Steel Works Public Company Limited (PERM) shares held by her nominees which caused her

Mr.Pongsak Lothongkam On December 7,2017 Mr.Pongsak Lothongkam acquired of SVI Public Company Limited (SVI) shares held by Eagle Mount Asia Equities Limited which caused his aggregate holding of

Mr. Nattapong Seetavorarat During 6 June 2019 to 27 May 2020, Mr. Nattapong Seetavorarat failed to report his acquisition and disposition of Simat Technologies Public Limited (“SIMAT”) shares held in

Mr. Thanayous Kositsakul During 13 November 2018 to 16 November 2018, Mr. Thanayous Kositsakul failed to report his acquisition and disposition of Simat Technologies Public Limited (“SIMAT”) shares

ที่ กบร No. Kor Bor Ror. 032/2017 November 9, 2017 President The Stock Exchange of Thailand Re : Increase of the investment proportion in the ordinary shares of Pattaya Manufacturing Co., Ltd. Dear

investigation, Sakkarin was found to have acted in the following manners:   (1)  Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio

follows:   (1)  During February – March 2017, Nutnicha solicited a client to buy IPO shares of a company, claiming that she had the right to buy such shares as an employee of Apple Wealth Securities. She