e-service Online Submission See canceled document Marketing >> Approval and Standards Practice   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Marketing >> Approval and Standards Practice   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Act

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Act

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 103, 104)   Type Title Section See Document Status Notified Date Effective Date 1. Act

Exchange Act 2535   92 12/03/1992 16/05/1992 2. Notification of Capital Market Supervisory Board  TorThor 31/2556 Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices

Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act

Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications