agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com
contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the
securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the
processed. Instead, he falsified documents to deceive the clients that their orders had been executed. He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked
documents indicated that its total revenues relied on six major counterparties, accounting for 49 percent of total revenues from sales and services. It was found, however, that 30 percent of the applicant?s
pimpicha@sec.or.th หรือ napaporng@sec.or.th จนถึงวันที่ 29 เมษายน 2566________________________หมายเหตุ : * พระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ. 2546 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment
ขออนุญาตและการอนุญาตให้เสนอขายหุ้นที่ออกใหม่ (ฉบับประมวล) https://www.sec.or.th/TH/Documents/Share/7079s.pdf
revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial
capital utilization from previous PP capital increases. The SEC therefore ordered POLAR to submit documents and clarify the information thoroughly within seven days and publicly disclose such information
instructed AIE and AI to cooperate with their auditors by providing information and documents satisfactorily, and submit the corrected and audited financial statements for the year 2015 to the SEC as soon as