technology can be a great help to business fundraising, SEC will host a series of online seminar to share knowledge and information on how to leverage the use of FinTech to access sources of fund.The SEC

This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to

out derivatives positions  before reaching expiry dates and open new positions of next trading series. The client also allowed her to make trading decision; however, did not clearly specify details of

business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities

for the investment fund allocated to two affiliates ? Sport Event International Inc. and Global Legend Series Ltd. Services Ltd. ? even though there had been an indication that the value of the

หน้าที่กำลังจะหมดอายุ และเปิดสถานะใน series ถัดไป แต่ไม่ได้แจ้งจำนวนสัญญาและราคาที่ชัดเจน และมอบหมายให้ {ก} ดำเนินการซื้อขาย ซึ่ง {ก} ได้ตัดสินใจส่งคำสั่งซื้อขายสัญญาซื้อขายล่วงหน้าแทนลูกค้า โดยลูกค้าตอบรับ

specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number _______ Country of issue of Passport Issued by Issued date Expiry date CPA license number Issued by

: Extraordinary Shareholders’ Meeting approves capital restructuring. The Extraordinary Shareholders’ Meeting (EGM) approves a series of transactions, namely (i) a reverse stock split of ordinary and preferred

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

for business expansion, enhance competitive edge and foster creativity and innovation, it will bring about mutual benefits to the country sustainable development in the long run.  Vorapol Socatiyanurak