Manager of Digital Asset Business Operator
business operation. However, using information technology may cause certain risks arising from the operation of the securities company in various respects. Among other things, the SEC Office considers these
, such as the review of financial statement and selection of SEC-registered auditors, and to encourage stakeholders of financial reporting ecosystem to put more attention and importance to audit quality
eToro : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 21/07/2020)
: Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 21/09/2021)
IUX : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 14/06/2024)
Exclusion of Credit Rating Agency Business from Securities Business in the Category of Securities Investment Advisory