Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration statement (FORM 69-PP
failure to prepare and submit the accurate the annual registration statement / annual report (Form 56-1 One Report) for the year 2022 in accordance with the notification of the Capital Market Supervisory
”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market
total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) to the Office of the Securities and Exchange Commission later than the specified period, which
. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) later than the specified period. SEC Act S
Market Supervisory Board by assisting or facilitating Sunrise Equity Co., Ltd. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make
of 50 percent of the total voting rights of NUT, Mr. Parkin was required to submit a report on the total number of shares held in Form 246-2 together with a statement of intention to make a tender
debenture offering,. which is inconsistent with the objective to use the proceeds identified in the registration statement and the draft prospectus, due to his failure to order or act in accordance with
THL’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2021 within the period specified by the Capital Market Supervisory Board. This
liable for PACE’s failure to prepare and submit (1) the audited financial statements for the year 2023 and (2) the annual registration statement for the year/annual report for the year 2023 (Form 56-1 One