as a mutual fund manager and it appears later that the information specified in Form 117-6 has changed, the management company shall prepare and submit a report on such changes to the Office as per
) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
listed and in cases where the units of foreign ETFs are listed on several exchanges, the term shall mean the exchange specified by the foreign ETF as the home exchange; Clause 2 Units of foreign ETF with
the Trustee to manage the Real Estate Investment Trust [REIT] as specified in trust instrument shall be a person approved by the Office of the Securities and Exchange Commission. For the purpose of
) damages or interest paid by the fund as a result of https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc translate-spv.docx flow of receipts in accordance with the rules specified
paid by the fund as a result of https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-pvd.doc translate-spv.docx flow of receipts in accordance with the rules specified by the SEC
securities companies for specified periods, with the following details: (1) Pasita shall pay a civil penalty, a compensation in the amount equal to the benefits received and a reimbursement of investigative
executive in securities issuing companies or securities companies for specified periods, with the following details: (1) Penprapa shall pay a civil fine, a compensation in the amount equal to the benefit