.  Accordingly, the SEC suspended Wiroj for one month as the approved securities investment consultant, effective from January 24, 2014.

suspended {A} for one month as the approved securities investment consultant, effective from January 24, 2014.  

consultants for a period of two months and one month, respectively, effective from June 13, 2013.

dated September 15, 2010. In this regard, the SEC suspended {A} from duty as an approved securities investment consultant for a period of three months, effective from July 6, 2013. 

, the suspension imposed by the SEC shall remain one month. Also, the SEC imposed on {B} 2 month suspension of the approval of capital market investment consultant, effective from June 5, 2015.  

effective by the third quarter of this year, the revised regulations of the Capital Market Supervisory Board aim to facilitate issuers and help increase corporate bond issuance.

rules, issuer will be barred from the following PO submissions for a certain periods of time. Aforementioned revised rules has already been effective.

well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality

Bangkok, November 4, 2015 ?The SEC is seeking public comments on a proposed revision to the public offering rules to allow faster and more cost-effective fundraising procedures for listed companies

Bangkok, February 9, 2016 ? The SEC is seeking public comments on draft amendments to several regulations governing provident fund (PVD) management to promote PVD as an effective savings chanel for