SEC Search

SEC, the Office of Social Enterprise Promotion (OSEP) and the Social Enterprise Thailand Association (SE Thailand) has teamed up with multiple social enterprises for the aforementioned seminar

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8272

SEC files a criminal complaint against MRC - BIZ and its director for public offering of digital tokens and operating digital asset exchange without license

According to given tips and the SEC’s further investigation, it was found that MRC - BIZ led by Tanit had offered for sale and given trading service of digital tokens through public solicitation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7550

SEC opens consultation clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018)

, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8287

SEC receives 4 “Digital Government Awards” for the first time in year 2020 and SEC Secretary-General receives “Outstanding Digital Organization Leader 2020” award

SEC Secretary-General Ruenvadee Suwanmongkol, accompanied by SEC Assistant Secretary-General for Digital Technology and Efficiency Kumpol Sontanarat, receives awards from Prime Minister Gen

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8794

SEC files a criminal complaint with ECSD alleging 4 offenders for manipulating price and volume of ACD shares and reports the case to AMLO

The Office of Securities and Exchange Commission (SEC) has been notified by the Stock Exchange of Thailand about the artificial appearance of ACD shares during the end of year 2014 causing by the trading activities of one group of individuals. According to the SEC’s further investigation, there was sufficient evidence showing that on 7 and 17 November 2014 Thanadej, Naruedee, Nitis and Winyoo had agreed or conspired on creating the false appearance of the price and volume of ACD shares by...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8843

SEC seeks public comments on the proposed regulation for defining suspicious circumstances that the auditor must report to the Audit Committee

that indicates that a director, manager or the person responsible for the operation of a juristic person may have committed an offense under Section 89/25, for example, taking the assets of the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8787

SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021

business operation that they are required to apply for the respective licenses with the SEC by 24 February 2021. For more information and inquiries, please contact SEC Help Center at Hotline 1207, press

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8811

SEC files criminal complaints against 25 former IEC executives and associates for fraudulent acts and exploitation of the company?s interest

25 persons, with the Department of Special Investigation (DSI) for jointly committing fraudulent acts, misappropriating the company's assets and seeking unlawful gains, which has caused damage to IEC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6920

SEC files a complaint against IFEC former director for performing duties dishonestly and instructs IFEC directors to solve company problems urgently

suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6958

SEC files a criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records

Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914