existing clients; (3) take any other action in the manner that increases risk to the financial condition, the operation or the performance under the agreement with the clients, as prescribed by the SEC

operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take or omit any other action as prescribed by the SEC Office to ensure

management companies through actionable climate action plans, focusing on the governance aspect in line with the Investor Climate Action Plans (ICAPs). Developing climate action plans provides asset

restrictions or duties; (5) avoids any action which may cause conflicts of interest or cause business operation out of reaching professional standards unless it is the action performed under the rules and

Office by the delegation of the Bank of Thailand; “ Notification on Standard of Business Operation ” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business

delegation of the Bank of Thailand; “Notification on Standard of Business Operation” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business, Management Arrangement

based on integrity and codes of conduct in the following areas: 1.1.1 Daily routine operation and decision making; 1.1.2 Treatment of trade partners, clients and other parties. 1.2 Following written rules

MONTHS ENDED JUNE 30, 2019 1. Analysis of operation results for Second quar ter of 2019 in compar ison with those for the same quar ter of 2018 (from the consolidated financial statements) Items Second

ENDED DECEMBER 31, 2019 1. Analysis of operation results for year 2019 in compar ison with those for year 2018 (from the consolidated financial statements) Items 2019 2018 Increased (Decreased) Amount

PERIOD OF ONE THREE MONTHS ENDED SEPTEMBER 30, 2019 1. Analysis of operation results for Third quarter of 2019 in comparison with those for the same quarter of 2018 (from the consolidated financial