criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of

merely the commencement of the criminal procedure. The process of determining whether a person has committed a legal offense involves the investigative powers of inquiry officer, the decision to prosecute

), as amended.In any case, filing a criminal complaint commences the criminal justice administration process whereby the consideration of whether any person is guilty is under the inquiry official’s

Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and

to the inquiry official’s investigation, the public attorney’s prosecution, and the court’s adjudication, respectively.   --------------------------------

news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer

merely the commencement of the criminal justice proceedings. The process of determining whether a person has committed a legal offense involves the investigative powers of the inquiry officer, the decision

other related channels, filing complaints with the inquiry officers, and informing the SEC for further publicity.The SEC would like to urge the public to exercise caution when being solicited to make

filed with inquiry officer

.   # # #  Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to compliant filed with inquiry officer