on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
justice. SEC strongly advises persons who are interested in securities investment to be cautious and shall deal in investments only with properly licensed intermediaries. Investors can check whether the
investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core
amidst the COVID-19 pandemic as this crisis has not only been an accelerating factor for innovation and digitalization of market participants to cope with its impact but has also emphasized on the
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
intermediary during the same suspension period. The SEC's inspection of these cases was proceeded with KBANK's cooperation. Since the incidents, KBANK has specified that only approved investment consultants are
funds with constant NAV and exempting business operators from performing the customer risk profile evaluation if the only investment product they offer is low-risk money-market fund. The
’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not