) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted
/infocenter/intermed/allow/comppf_new.php?ino=42 Securities Company and Other Financial Institutions Address fb sec.or.th Laws/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange
, received, stored or processed through electronic procedures; “securities company reporting https://publish.sec.or.th/nrs/6999se.pdf 21061047.pdf technology solutions for electronic devices 3. providing
foreign non-listed company. The auditor needs additional time for reviewing the reasonability of the information and the rectified interim financial statements. The SEC has therefore allowed NRF to submit
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on 12 offenders* for manipulating the share price of Scan Inter Public Company Limited (SCN), requiring them to pay the
Bangkok, 19 October 2017, The SEC has notified Group Lease Public Company Limited (GL) that failure to correct its financial statements promptly may be deemed a misconduct in violation of the
as a listed-company director with responsibility, prudence, honesty and integrity. As a result, the Civil Penalty Consideration Committee ordered Mr. A to pay a civil fine and compensate the SEC for
’ instruction and refused to facilitate a meeting venue for the board of directors’ meeting. Such misconduct was therefore deemed as the failure to perform his duties as a listed-company director and executive
characteristics of a publicly held company?s director and executive. Previously, both persons were named in the criminal complaints for manipulating the share prices of Metro Star Property Plc. (METRO), Thai Unique
damage as a result.EMM Consulting is located at 24, Prime Tower, 12th Floor, Room B-2, Sukhumvit 21 (Asoke) Road, Klong Toei Sub-district, Wattana District, Bangkok.The said company and persons are not