that involved a conflict of interest with the bond issuer. Specifically, BBL maintained a shareholding exceeding 5 percent of the issuer’s total voting rights via a company whose directors concurrently
their rights of voting for the units they hold beyond the one-third rule. In addition, business operators offering mutual fund brokerage services to omnibus accounts have to observe the regulations
SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
Bangkok, 9 February 2017 ? The SEC advises the shareholders of Inter Far East Energy Corporation (IFEC) to attend the 2nd extraordinary shareholders? meeting No. 2/2560 to exercise their voting right
shares and voting as proxy for shareholders in the agenda to purchase Kitha’s shares. The public prosecutor ordered a non-prosecution order. SEC Act S.307 311 in conjunction with Section 83 of the Penal
attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public
Suppression Division of the Royal Thai Police (ECD Police) for not allowing some NMG shareholders to attend and exercise their voting rights at the annual general shareholders? meeting (AGM). Nittimon, as
Annual General Shareholders? Meeting on 2 May 2017, Wichai, as Chairman of the Board of Directors and both meetings, arranged for the election by means of cumulative voting* despite knowing that such
percent of the voting shares of such subsidiary. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at
ขอเรียนว่า บริษัทจัดการสามารถขอมติผู้ถือหน่วยลงทุนด้วยวิธีการทางอิเล็กทรอนิกส์ (“e-voting”) ได้ ทั้งนี้ เพื่อเป็นการเพิ่มทางเลือกในการขอมติผู้ถือหน่วยลงทุนของบริษัทจัดการและเพื่ออำนวยความ