rating action the matter, application of the credit rating methodology, decision-making activities (e.g., the operation of a rating committee), interaction with the rated entity, obligor, originator
investment of mutual fund, private fund or derivatives investment management; “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital
or unfairness to investors in general, or investors may not have received accurate or sufficient information to support their investment decision making. Clause 10 If any of the following
investors to make a decision or review the decision made based on the information that is complete, accurate, true and not misleading. Clause 14 The SEC Office is empowered to grant a waiver for disclosure of
Service Agreement with CSA, but then the Agreement was void because the court rendered final judgment that the Agreement was Mr. Katsuyuki's fictitious intention in order to transfer benefits to CSA