the evidence demonstrating the acknowledgment of the client with respect of the caution about risks arising from such investment or transaction. While the client has not confirmed on the investment or
. Such consolidated financial statement does not need to be audited, but shall be verified by the third party, such as the financial adviser on the Office of the Securities and Exchange Commission’s
which the underlying shares are needed to be verified for the quota, the Company shall have already been notified of the confirmation that the underlying shares can be used; (3) There are no requirements
confirmed correctness by concerned persons. Meanwhile, the intermediar y shall remind its client to be cautiously in making a decision to invest in or enter into transaction of capital market products of
the information which have not been yet confirmed correctness by concerned persons. Meanwhile, the intermediary shall remind its client to be cautiously in making a decision to invest in or enter into
Document Origin Property Public Company Limited 4496 Moo 9 Samrong Nuea Subdistrict, Mueang Samut Prakan District, Samut Prakan Province 10270 Page | 1 No. ORI 48/2017 31 July 2017 Subject: The Disposal of Asset of the Company Attention: President Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Disposal of Asset of the Company (1st) 2. Information Memorandum on the Disposal of Asset of the Company (2nd) 3. Information Memorandum on the Disposal of Asset of the Company (3r...
Document Origin Property Public Company Limited 4496 Moo 9 Samrong Nuea Subdistrict, Mueang Samut Prakan District, Samut Prakan Province 10270 Page | 1 The amended contents are written and underlined in blue. No. ORI 48/2017 31 July 2017 Subject: The Disposal of Asset of the Company Attention: President Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Disposal of Asset of the Company (1st) 2. Information Memorandum on the Disposal of Asset of the Company (2nd) 3. Informati...
should be verified; 1.2 Roles and responsibilities of high-level management Objective The management company is a vehicle which raises funds from retail investor to invest in capital market, therefore it
; (9) Every operation should be verified; 1.2 Roles and responsibilities of high-level management Objective The management company is a vehicle which raises funds from retail investor to invest in