resources promptly for operation of derivatives business in the category to be commenced; (2) the licensee shall undertake any of the categories of derivatives business specified in the license within one
registered capital. The details are as follows: “Clause 4 Registered Capital THB 180,970,466.50 (One Hundred Eighty Million Nine Hundred Seventy Thousand Four Hundred Sixty Six Point Five Baht) Divided into
line with the reduction of the Company’s registered capital. The details are as follows: “Clause 4 Registered Capital THB 180,970,466.50 (One Hundred Eighty Million Nine Hundred Seventy Thousand Four
the Company’s registered capital. The details are as follows: “Clause 4 Registered Capital THB 180,970,466.50 (One Hundred Eighty Million Nine Hundred Seventy Thousand Four Hundred Sixty Six Point Five
securities businesses specified in the license within one hundred and eighty days from the date of obtaining the license; (3) the licensee shall maintain the qualifications under Clause 11 and take steps in
investment exceeds one hundred million Baht; (14) a juristic person whose shares holders are the persons under (1) to (13) collectively hold the shares in an amount exceeding seventy-five per cent of the
the recent year demonstrate a capital investment exceeds one hundred million Baht; (14) a juristic person whose shares holders are the persons under (1) to (13) collectively hold the shares in an amount
) the Government Pension Fund; (11) provident funds; (12) mutual funds; (13) juristic persons whose audited financial statement of the recent year demonstrate a capital investment exceeds one hundred
value of asset purchase is Baht 196,700,000 (one hundred ninety six million seven hundred thousand Baht only) ▪ Obligation : -NIL- ▪ Payment : shall be made in cash by one settlement on October 20th, 2017
firm which does not have the characteristic under Clause 11(2), such auditor shall make rectification to obtain the prescribed qualification within one hundred and twenty days as from the date of lacking