Notification, or suspend the approval for appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification
of cancellation of the returned license. Transitional Provisions Clause 23 Any licensee of derivatives business pursuant to the notifications of the Securities and Exchange Commission which is repealed
of cancellation of the returned license. 10 Transitional Provisions Clause 23 Any licensee of derivatives business pursuant to the notifications of the Securities and Exchange Commission which is
Securities and Exchange Commission concerning the prohibited characteristics of personnel in securities business. Chapter 4 Transitional Provisions Clause 12. A person approved to be a fund manager prior to
of the Securities and Exchange Commission concerning the prohibited characteristics of personnel in securities business. Chapter 4 Transitional Provisions Clause 12. A person approved to be a fund
to investor contact from a regulatory organization of the countries accepted by the Office, in case the investor contact has obtained approval through such qualifications. Chapter 5 Transitional
through such qualifications. Chapter 5 Transitional Provisions ______________________ Clause 17. The person having been granted approval to be Category A investor contact based on the qualification of being
such securities company to correct, act or omit from any act, to comply with this Notification. Chapter 3 Transitional Provisions _______________ Clause 32 A securities company shall completely provide